Arbitražni ugovor i interkompanijskopravni sporovi
Arbitration agreement and intercompany disputes
Abstract
Afirmacija arbitražnog rešavanja privrednih sporova u oblasti ugovornog prava, i na nacionalnim nivoima (kao nesumnjiv trend, iako različitog stepena) i na međunarodnom nivou, otvorila je pitanje mogućnosti takvog načina rešavanja i interkompanijskopravnih sporova, kako bi se sloboda volje investitora proširila iz domena osnivanja trgovačkih društava i u domen slobode izbora foruma rešavanja mogućih sporova iz brojnih pravnih odnosa te prirode. Ipak, za razliku od ugovora u kojima sloboda volje ima primat u odnosu na njena ograničenja (odnos pravila i izuzetka), sfera interkompanijskopravnih odnosa, iako u osnovi ugovorna po nastanku, u svom funkcionisanju ima naglašenu potrebu da reši sukob ugovornog i kompanijskog prava, kako bi arbitrabilnost tih sporova bila realno moguća, a, s druge strane, sfera kompanijskog prava uvek je više od ugovornog prava u fokusu pažnje nacionalnih javnih poredaka, kao univerzalne ustanove (nezavisno od svog obuhvata) koja predstavlja branu arbitrabilnost...i tih sporova. U ovom članku autor najpre analizira pravnu prirodu konstitutivnih akata privrednih društava (osnivačkog akta i statuta akcionarskog društva) u kontekstu arbitražnog ugovora, na kome se jedino može zasnovati arbitrabilnost interkompanijskopravnih sporova, i zaključuje da njihova ugovorna priroda predstavlja ozbiljnu smetnju za mandatorne arbitraže tih sporova (ako bi ovi akti s ovom klauzulom bili usvojeni većinom glasova), s tim što bi teorija ugovora po pristupu mogla da bude izlaz za podsticaj arbitrabilnosti, ali samo u zatvorenim formama društava, dok u javnom akcionarskom društvu to ne bi bilo moguće, posebno u slučaju neprofesionalnih akcionara, zbog potrebe njihove dodatne zaštite ustanovama potrošačkog prava. Autor, zatim, analizira i sam pojam interkompanijskopravnih sporova i sisteme moguće objektivne arbitrabilnosti (ratione materiae) tih sporova, konstatujući da srpsko arbitražno pravo i kompanijsko pravo, posebno u mogućoj restriktivnoj koncepciji isključive nadležnosti privrednih sudova za te sporove, u najmanju ruku ima ozbiljne razloge za promene u prilog snaženja njihove arbitrabilnosti, uz određena potrebna pojedinačna isključenja, gde dominira interes javnog poretka. Najzad, autor analizira i neke aspekte multistranačke prirode interkompanijskopravnih sporova, posebno u vezi sa javnim akcionarskim društvima, kao moguće proceduralne smetnje za njihovo arbitražno rešavanje, čak i u uslovima njihove eventualne nesporne objektivne arbitrabilnosti.
The affirmation of resolution through arbitration of commercial disputes in the field of contract law, both at national levels (as an undisputable trend of varying degrees) as well as at the international level, has raised the issue of the possibility of resolving intercompany disputes in this manner, in order to extend the freedom of will of investors from the domain of establishing companies to include the domain of the freedom of choice of a forum for resolving possible disputes arising from numerous legal relations of this kind. However, unlike contracts, with the primacy of free will compared to limitations (the relation of rules and exceptions), the sphere of intercompany relations, although basically contractual by its origin, has, in its functioning, an emphasized need to resolve the conflict of contract and company law in order to make the arbitrability of these disputes realistically possible, while on the other hand, compared to the contract law, the sphere of company law is... always more in the focus of attention of national public orders, as a universal institute (regardless of its scope), which represents an obstacle to arbitrability of these disputes. In this paper, the author first analyses the legal nature of the constituent acts of companies (the founding act and statute of a joint stock company) in the context of an arbitration agreement, on which the arbitrability of intercompany disputes can solely be based, finding that their contractual nature is a serious obstacle to mandatory arbitrations of these disputes (if these acts with this clause are adopted by majority of votes), and that the theory of adhesion contracts could be a solution to encourage arbitrability, but only for closed type of companies, while this would not be possible in the case of a public joint stock company, especially in the case of non-professional shareholders because of the need to additionally protect them through consumer law. The author continues by analysing the notion of intercompany disputes and systems of possible objective arbitrability (ratione materiae) of these disputes, finding that the Serbian arbitration law and company law, especially with regard to the possible restrictive concept of exclusive jurisdiction of commercial courts for these disputes, has at least serious reasons for changes in favour of strengthening their arbitrability, with certain necessary individual exclusions in case of the dominance of public order interest. Finally, the author also analyses certain aspects of multiparty nature of the intercompany disputes, especially regarding public joint stock companies, as possible procedural obstacles to their resolution through arbitration, even in cases of their possibly undisputable objective arbitrability.
Keywords:
Ugovor o osnivanju privrednog društva / Statut akcionarskog društva / Prinudne arbitraže / Multistranačke arbitraže / Interkompanijskopravni arbitražni sporovi / Arbitražni ugovor / Arbitrabilnost / Statute of a joint stock company / Multiparty arbitrations / Intercompany arbitration disputes / Compulsory arbitrations / Arbitration agreement / Arbitrability / Agreement on the establishment of a companySource:
Anali Pravnog fakulteta u Beogradu, 2018, 66, 2, 7-46Institution/Community
Pravni fakultet / Faculty of Law University of BelgradeTY - JOUR AU - Vasiljević, Mirko PY - 2018 UR - https://ralf.ius.bg.ac.rs/handle/123456789/1736 AB - Afirmacija arbitražnog rešavanja privrednih sporova u oblasti ugovornog prava, i na nacionalnim nivoima (kao nesumnjiv trend, iako različitog stepena) i na međunarodnom nivou, otvorila je pitanje mogućnosti takvog načina rešavanja i interkompanijskopravnih sporova, kako bi se sloboda volje investitora proširila iz domena osnivanja trgovačkih društava i u domen slobode izbora foruma rešavanja mogućih sporova iz brojnih pravnih odnosa te prirode. Ipak, za razliku od ugovora u kojima sloboda volje ima primat u odnosu na njena ograničenja (odnos pravila i izuzetka), sfera interkompanijskopravnih odnosa, iako u osnovi ugovorna po nastanku, u svom funkcionisanju ima naglašenu potrebu da reši sukob ugovornog i kompanijskog prava, kako bi arbitrabilnost tih sporova bila realno moguća, a, s druge strane, sfera kompanijskog prava uvek je više od ugovornog prava u fokusu pažnje nacionalnih javnih poredaka, kao univerzalne ustanove (nezavisno od svog obuhvata) koja predstavlja branu arbitrabilnosti tih sporova. U ovom članku autor najpre analizira pravnu prirodu konstitutivnih akata privrednih društava (osnivačkog akta i statuta akcionarskog društva) u kontekstu arbitražnog ugovora, na kome se jedino može zasnovati arbitrabilnost interkompanijskopravnih sporova, i zaključuje da njihova ugovorna priroda predstavlja ozbiljnu smetnju za mandatorne arbitraže tih sporova (ako bi ovi akti s ovom klauzulom bili usvojeni većinom glasova), s tim što bi teorija ugovora po pristupu mogla da bude izlaz za podsticaj arbitrabilnosti, ali samo u zatvorenim formama društava, dok u javnom akcionarskom društvu to ne bi bilo moguće, posebno u slučaju neprofesionalnih akcionara, zbog potrebe njihove dodatne zaštite ustanovama potrošačkog prava. Autor, zatim, analizira i sam pojam interkompanijskopravnih sporova i sisteme moguće objektivne arbitrabilnosti (ratione materiae) tih sporova, konstatujući da srpsko arbitražno pravo i kompanijsko pravo, posebno u mogućoj restriktivnoj koncepciji isključive nadležnosti privrednih sudova za te sporove, u najmanju ruku ima ozbiljne razloge za promene u prilog snaženja njihove arbitrabilnosti, uz određena potrebna pojedinačna isključenja, gde dominira interes javnog poretka. Najzad, autor analizira i neke aspekte multistranačke prirode interkompanijskopravnih sporova, posebno u vezi sa javnim akcionarskim društvima, kao moguće proceduralne smetnje za njihovo arbitražno rešavanje, čak i u uslovima njihove eventualne nesporne objektivne arbitrabilnosti. AB - The affirmation of resolution through arbitration of commercial disputes in the field of contract law, both at national levels (as an undisputable trend of varying degrees) as well as at the international level, has raised the issue of the possibility of resolving intercompany disputes in this manner, in order to extend the freedom of will of investors from the domain of establishing companies to include the domain of the freedom of choice of a forum for resolving possible disputes arising from numerous legal relations of this kind. However, unlike contracts, with the primacy of free will compared to limitations (the relation of rules and exceptions), the sphere of intercompany relations, although basically contractual by its origin, has, in its functioning, an emphasized need to resolve the conflict of contract and company law in order to make the arbitrability of these disputes realistically possible, while on the other hand, compared to the contract law, the sphere of company law is always more in the focus of attention of national public orders, as a universal institute (regardless of its scope), which represents an obstacle to arbitrability of these disputes. In this paper, the author first analyses the legal nature of the constituent acts of companies (the founding act and statute of a joint stock company) in the context of an arbitration agreement, on which the arbitrability of intercompany disputes can solely be based, finding that their contractual nature is a serious obstacle to mandatory arbitrations of these disputes (if these acts with this clause are adopted by majority of votes), and that the theory of adhesion contracts could be a solution to encourage arbitrability, but only for closed type of companies, while this would not be possible in the case of a public joint stock company, especially in the case of non-professional shareholders because of the need to additionally protect them through consumer law. The author continues by analysing the notion of intercompany disputes and systems of possible objective arbitrability (ratione materiae) of these disputes, finding that the Serbian arbitration law and company law, especially with regard to the possible restrictive concept of exclusive jurisdiction of commercial courts for these disputes, has at least serious reasons for changes in favour of strengthening their arbitrability, with certain necessary individual exclusions in case of the dominance of public order interest. Finally, the author also analyses certain aspects of multiparty nature of the intercompany disputes, especially regarding public joint stock companies, as possible procedural obstacles to their resolution through arbitration, even in cases of their possibly undisputable objective arbitrability. T2 - Anali Pravnog fakulteta u Beogradu T1 - Arbitražni ugovor i interkompanijskopravni sporovi T1 - Arbitration agreement and intercompany disputes EP - 46 IS - 2 SP - 7 VL - 66 DO - 10.5937/AlaniPFB1802007V UR - conv_3026_6 ER -
@article{ author = "Vasiljević, Mirko", year = "2018", abstract = "Afirmacija arbitražnog rešavanja privrednih sporova u oblasti ugovornog prava, i na nacionalnim nivoima (kao nesumnjiv trend, iako različitog stepena) i na međunarodnom nivou, otvorila je pitanje mogućnosti takvog načina rešavanja i interkompanijskopravnih sporova, kako bi se sloboda volje investitora proširila iz domena osnivanja trgovačkih društava i u domen slobode izbora foruma rešavanja mogućih sporova iz brojnih pravnih odnosa te prirode. Ipak, za razliku od ugovora u kojima sloboda volje ima primat u odnosu na njena ograničenja (odnos pravila i izuzetka), sfera interkompanijskopravnih odnosa, iako u osnovi ugovorna po nastanku, u svom funkcionisanju ima naglašenu potrebu da reši sukob ugovornog i kompanijskog prava, kako bi arbitrabilnost tih sporova bila realno moguća, a, s druge strane, sfera kompanijskog prava uvek je više od ugovornog prava u fokusu pažnje nacionalnih javnih poredaka, kao univerzalne ustanove (nezavisno od svog obuhvata) koja predstavlja branu arbitrabilnosti tih sporova. U ovom članku autor najpre analizira pravnu prirodu konstitutivnih akata privrednih društava (osnivačkog akta i statuta akcionarskog društva) u kontekstu arbitražnog ugovora, na kome se jedino može zasnovati arbitrabilnost interkompanijskopravnih sporova, i zaključuje da njihova ugovorna priroda predstavlja ozbiljnu smetnju za mandatorne arbitraže tih sporova (ako bi ovi akti s ovom klauzulom bili usvojeni većinom glasova), s tim što bi teorija ugovora po pristupu mogla da bude izlaz za podsticaj arbitrabilnosti, ali samo u zatvorenim formama društava, dok u javnom akcionarskom društvu to ne bi bilo moguće, posebno u slučaju neprofesionalnih akcionara, zbog potrebe njihove dodatne zaštite ustanovama potrošačkog prava. Autor, zatim, analizira i sam pojam interkompanijskopravnih sporova i sisteme moguće objektivne arbitrabilnosti (ratione materiae) tih sporova, konstatujući da srpsko arbitražno pravo i kompanijsko pravo, posebno u mogućoj restriktivnoj koncepciji isključive nadležnosti privrednih sudova za te sporove, u najmanju ruku ima ozbiljne razloge za promene u prilog snaženja njihove arbitrabilnosti, uz određena potrebna pojedinačna isključenja, gde dominira interes javnog poretka. Najzad, autor analizira i neke aspekte multistranačke prirode interkompanijskopravnih sporova, posebno u vezi sa javnim akcionarskim društvima, kao moguće proceduralne smetnje za njihovo arbitražno rešavanje, čak i u uslovima njihove eventualne nesporne objektivne arbitrabilnosti., The affirmation of resolution through arbitration of commercial disputes in the field of contract law, both at national levels (as an undisputable trend of varying degrees) as well as at the international level, has raised the issue of the possibility of resolving intercompany disputes in this manner, in order to extend the freedom of will of investors from the domain of establishing companies to include the domain of the freedom of choice of a forum for resolving possible disputes arising from numerous legal relations of this kind. However, unlike contracts, with the primacy of free will compared to limitations (the relation of rules and exceptions), the sphere of intercompany relations, although basically contractual by its origin, has, in its functioning, an emphasized need to resolve the conflict of contract and company law in order to make the arbitrability of these disputes realistically possible, while on the other hand, compared to the contract law, the sphere of company law is always more in the focus of attention of national public orders, as a universal institute (regardless of its scope), which represents an obstacle to arbitrability of these disputes. In this paper, the author first analyses the legal nature of the constituent acts of companies (the founding act and statute of a joint stock company) in the context of an arbitration agreement, on which the arbitrability of intercompany disputes can solely be based, finding that their contractual nature is a serious obstacle to mandatory arbitrations of these disputes (if these acts with this clause are adopted by majority of votes), and that the theory of adhesion contracts could be a solution to encourage arbitrability, but only for closed type of companies, while this would not be possible in the case of a public joint stock company, especially in the case of non-professional shareholders because of the need to additionally protect them through consumer law. The author continues by analysing the notion of intercompany disputes and systems of possible objective arbitrability (ratione materiae) of these disputes, finding that the Serbian arbitration law and company law, especially with regard to the possible restrictive concept of exclusive jurisdiction of commercial courts for these disputes, has at least serious reasons for changes in favour of strengthening their arbitrability, with certain necessary individual exclusions in case of the dominance of public order interest. Finally, the author also analyses certain aspects of multiparty nature of the intercompany disputes, especially regarding public joint stock companies, as possible procedural obstacles to their resolution through arbitration, even in cases of their possibly undisputable objective arbitrability.", journal = "Anali Pravnog fakulteta u Beogradu", title = "Arbitražni ugovor i interkompanijskopravni sporovi, Arbitration agreement and intercompany disputes", pages = "46-7", number = "2", volume = "66", doi = "10.5937/AlaniPFB1802007V", url = "conv_3026_6" }
Vasiljević, M.. (2018). Arbitražni ugovor i interkompanijskopravni sporovi. in Anali Pravnog fakulteta u Beogradu, 66(2), 7-46. https://doi.org/10.5937/AlaniPFB1802007V conv_3026_6
Vasiljević M. Arbitražni ugovor i interkompanijskopravni sporovi. in Anali Pravnog fakulteta u Beogradu. 2018;66(2):7-46. doi:10.5937/AlaniPFB1802007V conv_3026_6 .
Vasiljević, Mirko, "Arbitražni ugovor i interkompanijskopravni sporovi" in Anali Pravnog fakulteta u Beogradu, 66, no. 2 (2018):7-46, https://doi.org/10.5937/AlaniPFB1802007V ., conv_3026_6 .
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